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Autoclave in the laboratory: types, uses and regulations of sterilization

The autoclave is one of the most critical equipment in highly regulated laboratories, hospitals and industries. It is a team that uses high pressure and temperature water vapor to sterilize materials, instruments and biological waste. Its objective is to eliminate microorganisms, including spores, guaranteeing safe processes in these sectors.

Autor:
Raúl Fernández
Lectura:
16 min

What you need to know about the autoclave in laboratories:

  • Essential validation: The IQ, OQ and PQ qualification process by accredited calibration resistance thermostats scientifically demonstrates that the vapor reaches the lethal temperature evenly throughout the load.
  • Wet heat sterilization: The autoclave destroys microorganisms by means of pressure saturated water vapor, the fastest, most economical and efficient method.
  • Not everything is sterilizable: Low heat resistance resins, corrosive acids and heat-sensitive material do not tolerate the physical conditions of the cycle.
  • Class B vs. Class N: Class B autoclaves use pre-vacuum fractionated by vacuum pumps, allowing them to sterilize porous or bagged hollow materials, unlike Class N.
  • rigorous regulations: The ISO 17665 Global Standard and Good Manufacturing Practice Guidelines (GMP) govern the validation and control of these sterilization processes.

What is a laboratory autoclave?

A Laboratory autoclave It is a thick-walled metallic container with an airtight closure designed to work at high pressures and temperatures. It is a robust physical containment system where a controlled tight atmosphere is generated to subject the materials to cycles of lethal humid heat for microscopic life.

What is an autoclave for?

Its main function is the total elimination of all forms of microbial life in objects and substances. This encompasses irreversible inactivation and destruction of viruses, vegetative bacteria, fungi, and spores more resistant to temperature.

Operating principle: Pressure steam sterilization

The physical principle is based on the transfer of thermal energy by saturated steam at high pressure. Water in a liquid state is heated in a sealed chamber until it is transformed into water vapor. As the internal pressure rises above the atmospheric pressure, the boiling point of the water rises proportionally, reaching design temperatures of up to 134 °C. This vapor penetrates microorganisms, causing the immediate denaturation and coagulation of its structural proteins and vital enzymes, which results in its biological death.

What materials can be sterilized?

To avoid costly maintenance errors and hazards within the enclosure, it is critical to differentiate which materials are autoclaved:

  • Materials suitable for sterilization: Stainless steel instruments, borosilicate glass (Pirex), specific autoclavable plastics (such as PP polypropylene and PC polycarbonate), liquid culture media, waste biologic waste and cotton textiles or synthetic fibers tolerant heat.
  • Non-suitable materials: Low melting point thermosensitive plastics (such as PS polystyrene or LDPE low-density polyethylene), flammable volatile solvents, strong acids, corrosive reagents, and thermo-labile chemicals that can degrade or emit Toxic gases under pressure.

How does an autoclave work?

Dynamic operation of a typical autoclave cycle is divided into sequential phases controlled by the computer’s computer system:

Steam generation

The water contained in the internal boiler or supplied by an external steam generator is heated by electrical resistance. The steam begins to accumulate in the sterilization chamber, gradually raising the global temperature of the enclosure.

air removal

It is a critical phase to ensure the effectiveness of the process. The presence of bubbles or bags of cold air acts as a thermal insulator that prevents moist steam from entering direct physical contact with the surfaces of the samples. Modern autoclaves bleed the air through gravity methods (steam, lighter, displaces cold air down) or actively through fractionated pre-vacuum cycles using powerful mechanical vacuum pumps.

Sterilization phase (plateau)

Once the target temperature is reached evenly throughout the chamber, the sterilization timer starts. The most widespread time and temperature standard parameters at the laboratory and industry level are:

  • 121°C to 1.1 bar differential pressure for 15-20 minutes (ideal for culture media and plastics).
  • 134 °C to 2.1 bar differential pressure for 3.5 – 5 minutes (fast cycle for metallic or textile instruments).

drying and cooling

Once the plateau time is over, the chamber releases the remaining vapor pressure in a controlled manner. In equipment equipped with a vacuum pump, an active drying phase is executed to extract excess moisture from the instrument and textile bags. Finally, the camera cools gradually until the sensors indicate that it is safe to open the door of the equipment.

Critical process parameters

For a cycle to be considered microbiologically effective, the equipment control sensors must constantly verify three thermodynamic variables: temperature, pressure and time. If a single of these variables deviates from the tolerance range, the cycle is classified as non-conforming and the process must be aborted and repeated.

Types of laboratory autoclaves

The autoclave morphology, capacity and performance vary according to the workflow needs and the sample volume of the center:

Desktop autoclaves

Compact equipment of reduced dimensions (between 15 and 50 liters of capacity) designed to be installed on laboratory countertops. They are the standard solution for lower volume clinics, teaching laboratories or dental and veterinary clinics.

vertical autoclaves

Top loading sterilizers and tower format. They are highly demanded in general microbiological laboratories to process large flasks with liquid culture media, bottles and bottles of reagents, thanks to the fact that they make the most of the cylindrical volume of the chamber.

Horizontal autoclaves

Front loading equipment with cylindrical or rectangular cameras. They offer improved ergonomics for the placement of instrument trays and wire baskets, and are recommended for integration in clinical and diagnostic analysis laboratories.

Front load autoclaves

Modular systems where the door opens pivoting or automatic vertical slider. They allow to expedite manual loading and transport carts, facilitating continuous work in research centers.

Autoclaves for high capacity

Large industrial equipment (from 150 to more than 2,000 liters) integrated in a built-in dividing technical walls. They are common in biotechnological production areas, pharmaceutical pilot plants and hospital sterilization plants.

Differences between class B, S and N autoclaves

The European standard UNE-EN 13060 classifies small steam sterilizers according to the type of loads that can be safely processed:

  • Class B (Big Performance): Equipped with multi-stage fractionated vacuum pumps. They remove the air to 100% of the chamber, guaranteeing the homogeneous penetration of steam in porous, textile, packaged loads or with complex hollow cavities (such as turbines, cannulas or catheters). They are the most versatile autoclaves with the highest normative requirement.
  • S-Class (Specified): Intermediate autoclaves whose performance and sterilization cycles are specified and limited strictly by the manufacturer’s own tests and design. They allow to sterilize certain bagging materials and simple holes according to their technical sheet.
  • Class N (Naked): The simplest and most economical models. They do not have a vacuum pump (or it is of a single basic stage) and the steam displaces the air passively. They are exclusively designed for unpacked solid instruments (without bags) and do not support processing of porous or hollow loads, since they do not ensure sterility in cavities or prolonged sterile storage.

Autoclave applications in different sectors

  • Microbiological laboratories: Routine sterilization of Petri dishes, culture media before inoculation, and biological decontamination of waste and plates used before discharge or removal.
  • pharmaceutical industry: Sterilization of glass vials, injectable ampoules, elastomer plugs and mechanical components of the sterile packaging lines under strict compliance with Pharmaceutical GMP Standards.
  • Biotechnology: Decontamination of bioreactors, absolute fluid filtering, and sterilization of research components for the development of advanced vaccines or therapies.
  • Hospitals and health centers: In the health industry and chemical industry It is used in sterilization plants intended for daily reprocessing of all metallic surgical instruments, operating room clothes and sterile dressings used in clinical interventions.
  • Food Industry: Thermal processing of hermetic containers, canning and food (pasteurization cycles and commercial sterilization) under critical analysis and control standards (APPCC).
  • Research: Preparation of high-precision glass material free of any trace of genetic material (DNA/RNA) for advanced genome sequencing and molecular biology tests.

What regulations does laboratory autoclaves regulate?

The manufacture, use and validation of wet heat sterilizers is part of an international strict regulatory body:

ISO 17665

ISO 17665 (Sterilization of Wet Heat Sanitary Products) is the global reference standard. Exclusively establishes the technical requirements for the development, technical validation, routine control and documentation of steam sterilization processes in autoclaves.

UNE-EN 285

It regulates the design specifications and the physical-chemical test methods applicable to industrial autoclaves and large steam sterilizers used in the hospital and pharmaceutical environment.

UNE-EN 13060

It is the European reference standard for small steam sterilizers (with chamber volume less than 60 liters). Classify the equipment in class B, S and N and detail the thermal validation tests that each category must support.

Good Manufacturing Practices (GMP)

In the pharmaceutical sector, the GMP Guidelines (especially Annex 1 of the GMP Europeans on the manufacture of sterile drugs) require that each cycle of autoclave used in production be rigorously validated documentary to demonstrate its reproducibility and integrity of data.

Documentary requirements

Both the ISO 17665 and the US FDA guidelines (21 CFR Part 11) require autoclaves to keep a printed or digital record of each cycle performed. This record must indissolubly include the date, time, cycle number, operator identification and readings from analog pressure and temperature sensors.

Autoclave validation and qualification

Technical validation is the only scientific and instrumental procedure capable of ensuring that an autoclave cycle effectively sterilizes the load placed inside.
What does it mean to validate an autoclave?
Validating an autoclave is a documented process that provides objective evidence that the equipment, operating under certain parameters and types of load, achieves the lethal microbiological reduction conditions at all points of the sterilization chamber in a reproducible way.

IQ, OQ and PQ qualification

The standard validation methodology is structured in three consecutive phases:

  1. IQ (Installation Qualification): Documentary verifies that the autoclave has been received, located and connected to water, steam and electricity supplies according to the manufacturer’s construction specifications.
  2. OQ (operation qualification): It shows that the equipment and its security control systems are working properly and consistently in vacuum (without load) through their different operating programs.
  3. PQ (performance/performance qualification): It is the most critical phase. Thermal tests are carried out with the “worst possible loads” under real production conditions to show that the hot steam penetrates inside the containers and denser or complex materials.

Thermal tests

For these tests, high-precision data loggers are used with flexible PT100 resistance probes or calibrated traceable thermocouples. These thermal sensors are introduced through a dedicated validation port in the autoclave to measure the actual temperature at multiple internal geometric points of the camera.

temperature distribution

It consists of mapping the camera to find the coldest point (slow heating point) of the installation. The steam must maintain the uniformity of the temperature (typically between +0°C and +3°C over the sterilization range) throughout the cavity.

Steam penetration studies

Physical temperature sensors are introduced directly inside the vials, clothing bags, test tubes and reagent bottles to record how long it takes to effectively penetrate the heat into the geometric core of the load, calculating the cumulative biological lethality value of the cycle.

Periodic revalidations

The ISO regulations 17665 and the GMP guidelines state that the technical validation of an autoclave is not a one-time action. The installation must be subject to periodic annual technical revalidations (or after major repairs to joints, generators or motherboards) to certify that its operating conditions remain unchanged over time.

controls and tests to ensure effective sterilization

For daily monitoring of cycles, technical staff is supported by a complementary system of three types of physical, chemical and microbiological indicators:

  • Physical indicators: They are the built-in analogue sensors of temperature, pressure and autoclave time. Its correct operation is the first line of defense.
  • Chemical indicators: Strips of reactive paper containing heat-sensitive chemical compounds that change color (steer) irreversibly when exposed to a combination of heat, humidity and time. They range from the standard autoclave tape (Class 1) to advanced Class 6 chemical integrators.
  • Biological indicators: The most reliable biological method of confirmation. It consists of blisters that house a dry crop of spores of the bacteria with high thermal resistance Geobacillus stearothermophilus. After the cycle, the blister is incubated in the oven for 24-48 hours. If there is no bacterial growth (no color change of the solution), it is certified that the cycle was effective in eliminating all forms of life.
  • Bowie-Dick essay: Mandatory test daily for autoclaves Class B of previous vacuum. It consists of a compact package of paper with an internal reactive sheet. A homogeneous result after the cycle shows that the vacuum pump extracted the air completely and uniformly from the chamber, allowing free access to sterilization vapor.
  • Vacuum Test: Automated test that executes the equipment in cold to check the perfect sealing of the door joints and that there are no leaks that can allow the entry of cold or polluted air from the outside during the pre-empty or drying phases.
  • Control frequency: The vacuum test and the Bowie-Dick test must be executed daily before starting work cycles. Chemical indicators should be included in each bag or processed package, while the use of biological indicators is recommended on a weekly basis or in each batch containing implants or critical materials.

Preventive maintenance of the autoclave

The life and accuracy of an autoclave depends on the methodical execution of a predictive and corrective maintenance plan:

Cleaning

The inner chamber, support trays, and water outlet drain filter should be cleaned daily to avoid dirt build-ups, remnants of culture media, or lime that can plug the evacuation ducts.

Gasket and valve check

Door silicone gaskets suffer from high thermal and instrumental wear due to pressure variations, so they must be visually inspected every week and lubricated or replaced periodically to prevent microbial or steam leaks.

Sensor calibration

Internal temperature probes (PT100) and pressure transducers must be calibrated annually against ENAC accredited metrological calibration patterns to avoid drifts in reading critical variables.

Replacement of components

Preventive changes should be scheduled in high operational fatigue parts such as heating resistors, overpressure safety valves, inlet air check filters to the chamber and mechanical seals of the vacuum pumps.

Maintenance record

All mechanical work, inspections and repairs carried out on the autoclave must be placed in a record book of equipment auditable by quality inspectors or health agencies.

How does Labsom help in autoclave validation?

On LABSOM We provide a differential value of technical engineering and applied metrology to ensure that your sterilization equipment meets the most demanding international and national regulations. Our team of specialized engineers attends your center comprehensively through the following high-tech services:

  • Equipment Qualification (IQ, OQ, PQ): We develop and implement personalized installation, operation and performance qualification protocols for autoclaves of any volume and manufacturer, facilitating success in the face of the strictest audits in the sector.
  • High Precision Temperature Tests: We have state-of-the-art validation probes and traceable dry block calibrators to measure the actual thermal profiles within the sterilization chamber in millimeter way.
  • Distribution and thermal penetration studies: We carry out three-dimensional mappings in empty and with real load to determine with scientific accuracy the physical behavior of the steam at the coldest point and the lethal calculation of the value f0.
  • Preparation of protocols and detailed technical reports: We deliver complete, rigorous and ready documentary dossiers for quality inspections of the AEMPS, FDA or certification notifying bodies, complying with data integrity standards.
  • Strict compliance with ISO and GMP standards: We align each of the instrumental and control tests to the requirements of ISO 17665 and the global guidelines of good manufacturing practices, ensuring the legal robustness and permanent biosecurity of its controlled processes and facilities.

The correct operation and methodical technical validation of an autoclave constitute the fundamental pillar to guarantee biosecurity, analytical validity and Compliance with laboratory standards o Plant that produces clean environments. Entrusting the instrumental validation of your autoclaves to a specialized team such as Labsom ensures that your processes strictly comply with the most advanced international standards, optimizing the operational performance of your biomedical installation.

Frequently asked questions about the autoclave in laboratories

What temperature does an autoclave reach?

A standard autoclave usually reaches 121°C (at a pressure of 1.1 bar) or 134°C (at 2.1 bar), depending on the thermal resistance of the material to be sterilized.

What is the difference between sterilization and disinfection?

Disinfection reduces the load of pathogens to safe levels but does not eliminate the most resistant bacterial spores. Sterilization is an absolute process that destroys all viable microbial life, including spores.

How often should an autoclave be validated?

According to ISO 17665, an autoclave must undergo complete instrumental validation annually or immediately after major repairs on its critical components.

What tests are done during validation?

Installation qualification tests (IQ), empty operation (OQ) and performance with real load (PQ) are executed by thermal mappings with independent physical probes to calculate the actual lethality value.

What materials should not be put into an autoclave?

Thermosensitive plastics (such as low-density polystyrene or polyethylene), flammable volatile solvents, corrosive acids, or chemical reagents that degrade with heat should not be introduced.

What is the difference between a class B and class N autoclave?

Class B autoclaves remove air by pre-vacuum fractionated by pump, allowing for sterilizing porous, hollow or bagged loads. Class N passively displaces the air by gravity and only serves for solid instruments without bagging.

Autor:
Raúl
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